Thinkorswim End User License Agreement

Current policies limit each user to a total of no more than 10 requests per second, regardless of the number of computers used to send requests. To ensure that SEC.gov remains available to all users, we reserve the right to block IP addresses that make excessive requests. The TT Software (defined below) that you install, install or use is a proprietary product of Trading Technologies International, Inc. (“TT”) and is protected by copyrights, trademarks, patents and other intellectual property rights and other laws and agreements. This License Agreement (“License”) is a legal agreement between you (“Licensee” or “you”) and MarketXLS Limited (583852), located in Portershed, Eyre Square, Galway, Ireland, H91 HY51 (“Licensor, we”, us” or “we”) regarding: If you have accidentally lost or deleted a workspace, please try the backup/restore procedure. To do this, log out of the thinkorswim platform® and go to the login screen. Click Gear Icon in the lower-left corner, and then click the clock icon in the same lower-left corner in the next window. In the drop-down menu, you will see a list of appointments. Select the date you want to perform the recovery, and then select Save.

Log back in to thinkorswim to view the changes. If you don`t see the date you want to restore in this list, you can also “Select Backup…” » choose. This will open the thinkorswim directory where you can open the backup folder. This folder contains builds that you can also return to. Select the folder you prefer and it will be restored. (Note: If the thinkorswim platform has been completely uninstalled and reinstalled, you won`t find any previously saved items here.) 7.2 FOR BETA PRODUCTS. By installing Beta Products, you acknowledge and agree that: (i) the Beta Products are experimental and have not been fully tested; (ii) Beta Products may not meet your needs; (iii) the use or operation of the Beta Products must not be uninterrupted or error-free; (iv) your use of the Beta Products is for the purpose of evaluating and testing the Product and providing TT Feedback; (v) where applicable, you must inform your employees, collaborators and other users of the nature of the Beta Products; and (vi) you will keep all information relating to the Beta Products and your use of the Beta Products, including all performance metrics and other data relating to the Beta Products, strictly confidential and will not disclose such information to unauthorized third parties. You are responsible for immediately reporting to TT any errors, defects or other defects in the Beta Products. NOTWITHSTANDING ANY OTHER PROVISION OF THIS AGREEMENT, ALL BETA PRODUCTS ARE PROVIDED “AS IS” AND “AS AVAILABLE” WITHOUT WARRANTY OF ANY KIND. You hereby waive any claim now known or later discovered by you against TT and its suppliers and licensors arising out of your use of the Beta Products.

On the next screen, you will see “Welcome to the thinkorswim Configuration Wizard”. Click Next. Most users should keep the existing default update installation action and click Next. The TT software and equipment (defined below) are licensed and not sold to you. The TT Software and Equipment and your right to use the TT Software and Equipment are subject to the terms and conditions set forth herein. To ensure that our website works well for all users, the SEC monitors the frequency of requests for content SEC.gov to ensure that automated searches do not interfere with other people`s ability to access SEC.gov content. We reserve the right to block IP addresses that make excessive requests. Current policies limit users to a total of no more than 10 requests per second, regardless of the number of computers used to send requests.

3.2 The TT API is licensed by an approved person who uses the TT API, directly or indirectly, to: (i) obtain or otherwise use the pricing, ordering or filling information; or (ii) transmit commands via the TT API. Each such authorized person using a software application or add-on product that integrates calls or otherwise uses the TT API must simultaneously use one (1) license key for one (1) product X_TRADER® Pro. There can only be one user of such a license key for X_TRADER® Pro at any given time. There must be no concurrent users of the same license key or X_TRADER® Pro product. License Key means an encrypted coded key prepared by TT to be delivered in electronic form to enable access to and use of certain TT Software. 1. Quit thinkorswim® 2 software. Right-click the thinkorswim® 3 icon.

Left-click OPEN FILE LOCATION In some cases, the operating system may not run the app because it was not downloaded from the Mac App Store. In this case, to run setup, secondarily click (right-click, Ctrl + click) the thinkorswim installer. 6.5 If, at any time while using the Software, Licensee exceeds a reasonable number of market data requirements, Licensor may terminate this Agreement with 90 days` notice by email to Licensee. Every time the thinkorswim software opens, you will see a window that says “Install updates”. Meanwhile, the platform installs all available updates. Please note that the platform always checks for updates, if none are available, you will then be redirected to the login screen. If you are stuck on this screen, try to click directly with the left mouse button on the words “Install updates”, this will open a hidden window where you can check if things are moving forward or if an error message is displayed. If you look to the right of the window, you will also see a scroll bar that also serves as a progress bar. The smaller the beam becomes, the closer it gets to completion.

If you see an error message or the process stops progressing, please follow the steps below. NOTE: For Windows, there are two different installers depending on the type of operating system you have installed. If the thinkorswim.com Web site does not automatically select an installer for your operating system, you can determine which of the two you need by following the instructions below: Read and accept the license agreement, and then click Next. 5.2 If, in the performance of its obligations under this Agreement, Licensor processes Personal Data on behalf of Licensee, the Parties express their intention that Licensee be the Data Controller and licensor be a Data Processor, and in such a case: 3.4 Licensor warrants that it owns and will retain all licenses, consents and approvals necessary for the performance of its obligations under this License. “Equipment” means computer equipment and peripherals (including manufacturer`s system software, if any) owned or leased by TT or the clearing company, licensed or leased by TT, and installed in a location designated by TT where certain portions of the TT Software and other software may be installed for use by the clearing company and you. The lock is automatically unlocked while waiting 10 minutes. If you continue to exceed the SEC`s maximum allowable application rate during the expiration period, the duration of the expiration period will be extended. To ensure equitable access to all users, please reduce the rate of your requests and review SEC.gov after the 10-minute break expires. .

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